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Application Forms

Application forms – initial registration

A third country auditor/audit entity with relevant audit clients must decide whether to apply in accordance with Decision 2011/30/EU, amended by Decision 2013/288/EU, on transitional arrangements (i.e. Form A) or, if the third country auditor/audit entity does not qualify for the transitional arrangements, then an application under Article 45 (i.e. Form B) must be made to the Authority.

Form A can only be used by a third country auditor/audit entity if its audit client is incorporated in one of the third countries for which the European Commission has allocated a transitional period under Commission Decision (2011/30/EU), amended by Decision 2013/288/EU.

Form B must be used by any other applicant.

To apply for registration, a third country auditor/audit entity must complete and submit the following forms, including all related annexes to the Authority:

• in Microsoft Excel© format for online completion

• Form A

• Annex 1 – Form A

• Annex 2 – Form A

• Form B

• Annex 1 – Form B

• Annex 2 – Form B

• Annex 3 – Form B

• Annex 4 – Form B

• Annex 5 – Form B

• Annex 6 – Form B

• Annex 7 – Form B

• Annex 8 – Form B

• in portable document format (pdf) for manual completion

• Form A

• Annex 1 – Form A

• Annex 2 – Form A

• Form B

• Annex 1 – Form B

• Annex 2 – Form B

• Annex 3 – Form B

• Annex 4 – Form B

• Annex 5 – Form B

• Annex 6 – Form B

• Annex 7 – Form B

• Annex 8 – Form B

Third country auditors and audit entities wishing to register with the Authority should direct any enquiries regarding this process to [email protected] and marked ‘RMS – Third country auditors’.

For further information, please refer to the frequently asked questions for both Form A and Form B.

 

Application forms – annual renewal of full registration

To apply for annual renewal of full registration, a registered third country auditor/audit entity must complete and submit the following forms, including all related annexes to the Authority:

Registered third country auditors/audit entities registered as a Statutory Auditor/Audit Firm within an EU/EEA Member State and registered under Regulation 113 of SI 220 of 2010

in Microsoft Excel© format for online completion:

• AR-Form B (EU)

• AR-Form B1

in portable document format (pdf) for manual completion:

• AR-Form B (EU)

• AR-Form B1

Registered third country auditors/audit entities not registered as a Statutory Auditor/Audit Firm within an EU/EEA Member State but registered under Regulation 113 of SI 220 of 2010

in Microsoft Excel© format for online completion:

• AR-Form B

• AR-Form B1

• AR-Form B2

• AR-Form B3

in portable document format (pdf) for manual completion:

• AR-Form B

• AR-Form B1

• AR-Form B2

• AR-Form B3

To view the register, click here.